Senior IT Auditor

Internal Audit Opportunity in Financial Services

Senior IT Auditor

Location(s):

Atlanta: 2300 Windy Ridge Pkwy SE, Suite750, Atlanta, GA 30339

La Vista:12325 Port Grace Blvd, La Vista, NE 68128

Oakdale: 7755 3rd St. N, Oakdale, MN 55128

Scottsdale: 18700 N Hayden Rd, Suite 255, Scottsdale, AZ 85255

St. Petersburg: 877 Executive Center Dr. W, Suite 300, St. Petersburg, FL 33702

Schedule: Osaic has returned to the office on a hybrid schedule requiring a minimum of 4 days weekly in the office. Applicants must be willing to work on this schedule.

Role Type: Full-Time

Salary: $90,000 - $100,000 per year + annual bonus

Actual compensation offered will be determined individually, based on a number of job-related factors, including location, skills, licensure, experience, and education.

Our competitive compensation is just one component of Osaic's total compensation package. Additional benefits include health, vision, dental insurance, 401k, paid time away, volunteer days and much more. To view more details of what you can look forward to, visit our careers page:https://careers.osaic.com/Creative/Benefits.

Summary:

The Senior IT Auditor works with internal audit, business and IT Management to plan and perform basic to complex internal and enterprise-wide IT, operational and regulatory audits. This responsibility includes performing internal audits of the development life cycle, cyber security procedures and third-party risk management. Additional responsibilities include - identifying control deficiencies, assessing exposure and significance, proposing cost effective recommendations and preparing internal audit reports reflecting the results of the work performed. The Senior IT Auditor may also perform follow-up on the status of outstanding audit issues and oversee the work of junior auditors.

Education Requirements:

• Bachelor's Degree from accredited university is required.

Responsibilities:

• Perform audit work assessing design and operating effectiveness of internal controls throughout various IT functions (30%)

• Prioritize andassistin scheduling audit tests to be performed, interact with auditees to obtain the necessary information, and oversee junior auditors throughout projects (25%)
• Conduct IT risk assessments by understanding business objectives, internal controls, enabling technology and IT infrastructure (10%)
• Track remediation of Management Action Plans developed to address audit findings (10%)

• Prepare and present audit findings (10%)

• Contributeto theidentification of department operational efficiencies and changes in auditingoperations(10%)
• Participate in on-going technology stakeholder discussions for continuous risk-assessment to help keep audit plan up-to-date and relevant (5%)

Basic Requirements:

• 3+ years' experience in information systems auditing
• Ability to travel, as needed
• Data analytics skills and experience
• Ability to resolve problems and make decisions independently
• Excellent verbal and written communication skills
• Skilled in operating personal computers and various software packages (Microsoft Office, Outlook, Excel, etc.)

Preferred Requirements:

• CRISC, CISA, CISSP, CIA, CISM, CPA, or other relevant audit, risk, or cybersecurity certification or willingness to obtain
• Knowledge of FINRA, SEC and compliance rules and regulations
• Knowledge of cybersecurity and IT infrastructure
• 2+ years of experience in the financial services industry
• Experience with ACL, Power BI, or other data analytics software
• Experience with AuditBoard or similar auditing software