Brokerage Operations Manager

TEKsystems
$70,000.00 - $81,000.00 / yr
United States, Texas, Fort Worth
Nov 16, 2024
Job Description: Manage team resources and ensure team performance conforms to regulatory requirements and meets department productivity and quality standards. Work collaboratively with management staff to set priorities, monitor activity and ensure completion of work. Perform regular review of team work practices to ensure quality and compliance with internal and regulatory standards. Critically think beyond day to day operations and analyze a variety of factors and metrics when making deciions for the department. Take ownership on escalated issues and exception management and delegate as appropriate to drive resolution. Identify, develop and implement training opportunities/strategies using experience as well as corporate and divisional resources. Direct, coach and mentor the professional growth and success of associates. Research/recommend solutions on issues within the department. Focus on identifying, developing and implementing opportunities to improve and/or streamline the client/advisor experience. Additional Skills & Qualifications: FINRA Series 24 required FINRA Series 7 required Bachelor's degree in finance, economics, business administration, or related area or equivalent combination of education and experience preferred. 5 plus years of experience in the financial services industry. 3-4 years coaching, supervising and managing a small to mid-size team. Familiar with a variety of Financial/Brokerage industry concepts, practices, and procedures About TEKsystems: We're partners in transformation. We help clients activate ideas and solutions to take advantage of a new world of opportunity. We are a team of 80,000 strong, working with over 6,000 clients, including 80% of the Fortune 500, across North America, Europe and Asia. As an industry leader in Full-Stack Technology Services, Talent Services, and real-world application, we work with progressive leaders to drive change. That's the power of true partnership. TEKsystems is an Allegis Group company. The company is an equal opportunity employer and will consider all applications without regards to race, sex, age, color, religion, national origin, veteran status, disability, sexual orientation, gender identity, genetic information or any characteristic protected by law.